A DEVELOPMENTAL PSYCHOBIOLOGICAL APPROACH TO
DEVELOPMENTAL NEUROPSYCHOLOGY.
GEORGE F. MICHEL
PSYCHOLOGY DEPARTMENT
DE PAUL UNIVERSITY
CHICAGO, IL
Copyright (c) 1997 George F. Michel and Erlbaum
The author's research described in the current article was supported by grants from the National Institute of Mental Health (1R0 MH 35528), the National Institute of Child Health and Human Development (1R01 HD 16107 & HD 22399) and the DePaul University Research Council. Requests for reprints should be sent to G.F. Michel, Psychology, DePaul University, 2219 N. Kenmore Ave., Chicago, IL 60614-3504. E-mail: gmichel@condor.depaul.edu
Abstract
A Developmental Psychobiological Approach to
Developmental Neuropsychology
The relationship between the developing psychological
abilities and the developing brain of a growing child has been an object
of research and theory for more than 100 years (e.g., Baldwin, 1895; Case,
1992; Gesell, 1946; Gibson & Peterson, 1991; Johnson, 1993; Lenneberg,
1967; McGraw, 1946; Prechtl, 1982). Throughout this period, information
about the postnatal developmental changes in the nervous system has been
employed to account for presumably universal sequences in the development
of various psychological abilities. The modern discipline of developmental
neuropsychology, since it examines the relation between the developing
nervous system and psychological functioning, would appear to be ideally
suited to provide an empirical and conceptual framework for characterizing
the interface of neural and psychological development.
However, developmental neuropsychology derives
from the discipline of neuropsychology which traditionally combined two
sets of information, neither of which incorporated a developmental orientation.
One set from neurology derived from the examination of the functional consequences
(including social, cognitive, emotional, sensory, or motor disturbances)
of various neural disorders produced by infections, toxic conditions, anoxia,
focal damage due to stroke or injury, and such. One objective of
such examination is to provide a precise description of symptoms associated
with damage to specific brain areas so that a patient may be assigned to
a syndrome category on the basis of the symptoms. Obviously, these
"symptoms" overlap the second set of information derived from psychology.
Psychological functioning is a broad and complicated
phenomenon. To understand it, it is necessary to segment it into
smaller chunks for examination and analysis. Historically, human
psychological phenomena were divided into the three categories of thought,
feeling, and action which subsequently multiplied into a large number of
faculties. A major concern in psychology is whether the categories
of psychological functioning are meaningful units or merely arbitrary divisions.
Therefore, the pattern of functional deficits associated with specific
neurological disorders has been considered to provide a "natural cleavage"
for the identification of fundamental categories of psychological phenomena.
For example, case studies of brain damaged individuals support such divisions
as: certain aspects of speech production can occur in the absence
of certain aspects of speech comprehension and vice versa; specific visuo-spatial
tasks can be accomplished despite severe linguistic dysfunction; there
is a lexical-nonlexical process of reading aloud and a distinction between
surface and deep dyslexia; and implicit and explicit memory processes are
distinct. Thus, neuropsychological data seem to provide insight into
the identification of "natural" categories of psychological phenomena.
Interestingly, a recent review by Rovee-Collier (1996) demonstrates that
the categorizations of memory processes will have to be altered, if information
from infant development is considered.
Most neurologists assume an executive control
model of brain-behavior relations in which the brain directs and psychological
processes follow. When applied to developmental phenomena, the model
assumes that brain development precedes and potentiates changes in psychological
functions and not the reverse. Consistent with the assumption of
executive control, the basic procedure in neurology is to correlate a functional
deficit to a particular area of damage. However, it can be argued
that such correlations do not identify an executive control mechanism.
Rather, they identify what the damaged brain does to solve the problem
of the missing area. The missing area may have typically supported
the function that has been disturbed or that the disturbance may be the
consequence of the functional reorganization after damage. This may
be a small semantic difference but it represents a major theoretical difference.
The correlations do not indicate how brain areas enable specific functions;
that is, they do not identify the neural means by which functions are achieved.
For example, the corpus callosum supports the transmission of certain forms
of information from one hemisphere to another that are essential for accomplishing
several high level functions, as demonstrated by the functional deficits
associated with damage to the callosum. However, nothing is
known about the properties of the code by which information is transmitted
or how the code affects the forms of information that can be transferred.
If such information were known, perhaps rehabilitation techniques that
used alternative pathways could be discovered that would provide the interhemispheric
transfer needed to support the achievement of the functions disrupted by
callosal damage.
To aid the neurologist in the assessment of
the correlation of functional deficits with neural disorders, the neuropsychologist
often administers a battery of standardized tests of general and specific
psychological functioning to patients. When the patients are children,
standardized tests with specified "age-norms" are often employed so as
to chart a patient's relationship to a population of similarly aged individuals.
Thus, these techniques, when unencumbered by conceptual confusions and
methodological difficulties, permit neuropsychological research and practice
to take the form of "normal science" (Kuhn, 1962). That is,
well-understood "standard" techniques (e.g., standard psychological testing
instruments) are brought to bear on well-defined problems (individuals
suffering various sorts of brain damage) to provide conventionally acceptable
interpretations of brain-psychology relations.
However, when neuropsychological procedures
are applied to individuals who are not suffering from conventional neural
disorders, or when neuropsychologists attempt to assess the significance
of "soft" neurological signs, or when the correlational procedures are
used to provide explanatory theories for brain-behavior relations, then
neuropsychology opens itself to issues beyond the "normal science".
These issues require examination of the conceptual framework within which
the normal activities of the discipline are conducted. Such examination
usually includes the critical investigation of conventionally accepted
and familiar techniques, concepts, and assumptions in order to identify
the conditions on which their justification and usefulness depend.
Consequently, the meaning of standardized test results, the assumption
of executive control in brain-behavior relations, and the value of case
studies may be questioned. This disrupts the normal routines of the
discipline and too often leads some to dismiss these endeavors, and the
debates that ensue, as mere semantics.
Of course, neuropsychologists have always
vigorously debated the proper methods that should be used in constructing
theories of brain-behavior relations. Although they have acknowledged
that the dynamics of the processes generating brain-behavior relations
are not observable, the observed correlation between brain damage and alterations
in psychological functioning is used often as evidence in support of one
sort of hypothesis about brain-behavior relations and for disconfirmation
of other hypotheses. Thus, case studies are accorded the status of
experimental manipulations (Shallice, 1988). These supported hypotheses
are then used to explain normal brain-behavior relations or are used in
the design of research on individuals not suffering from brain disorders.
Although this approach in neuropsychology has been criticized frequently
(e.g., Efron, 1990; Ellis, 1987; Marshall, 1980), it is especially misleading
in developmental neuropsychological research.
Behavior develops through the interplay of
various factors that are internal and external to the boundaries of the
individual. Although it is quite fashionable to acknowledge that
behavior develops from the interaction of internal and external factors,
often that acknowledgment is relatively sterile because the concept of
interaction used connotes little more than an additive event. The
more interesting notion of interaction concerns the continual dynamic interplay
among factors in which feedback, reciprocal influence, and circular causation
occur. In this dynamic sense of interaction, neuropsychological development
involves non-linear causality; hence, analyses of the end-product would
not allow accurate reconstruction of the generative processes. To
understand development, it is necessary not only to identify which factors
play a role, but also to identify the processes by which they exert their
influence. Standard techniques and conventional concepts, suspect
in adult neuropsychology, are even more questionable in developmental neuropsychology.
New principles, concepts, and techniques must be employed.
Some of the theoretical and empirical work
concerning the developmental dynamics of the biology-psychology interface
has taken place within the tradition of developmental psychobiology.
This work may be unfamiliar to many psychologists and biologists because
too often psychobiology is defined primarily by research activities that
combine biological techniques with psychological topics. Hence, any
activity in which a conventional psychological topic (e.g., learning, motivation,
memory, perception, attention, aggression, sleep, psychopathology) is examined
in relation to a conventional biological technique or procedure (e.g.,
measures of neural functioning or anatomy) becomes psychobiology.
However, the meaning of psychobiology in developmental psychobiology implies
integration of biology and psychology at the conceptual level to form a
new discipline (Michel & Moore, 1995). Also, developmental psychobiology
was derived in part from a natural history approach to the study of animal
behavior. That approach requires adoption of a multi-leveled approach
to an organism that has an adaptive relation to its environment throughout
its lifespan. This results in a somewhat different view of development
(see Gottlieb, 1992).
As a result of their different ancestry, developmental
psychobiology and developmental neuropsychology characterize the biology-psychology
interface somewhat differently. Therefore, they will differ both
in the manner by which research is designed and conducted and how results
are interpreted. Moreover, since developmental neuropsychology is,
in part, motivated by clinical issues and developmental psychobiology is,
in part, motivated by the acquisition of knowledge for its own sake, they
will differ in the type of results that are considered pertinent.
Nevertheless, it is my contention that some of the ways by which developmental
psychobiology approaches the study of brain-behavior relations might be
incorporated into the framework of developmental neuropsychology.
I will describe three principles of developmental psychobiology concerning
the dynamics of development that relate to the biology-psychology interface.
Then, I will briefly examine four issues in developmental neuropsychology
(handedness, sex differences in behavior, critical periods, and modularity
of brain structure/function) from a developmental psychobiological perspective
and in relation to those three principles. Finally, I will identify
four contributions that developmental psychobiology can make to the conceptual
framework of developmental neuropsychology. My hope is that the particular
twist on these notions from developmental psychobiology will be useful
as developmental neuropsychologists approach their task.
Developmental Principles
Developmental explanations involve a multiplicity
of causal factors. One principle to be derived from the notion
of dynamic interaction is that the identification of one factor as contributing
to the development of some characteristic does not preclude conclusions
about the importance of other factors. For example, discovery of
the contribution of a genetic factor should not preclude discovery of the
importance of non-genetic factors, including experience. Conversely,
identification of an experiential contribution to development of some psychological
function should not preclude discovery of a genetic contribution.
Moreover, both genetic and experiential constructs require "unpacking"
by developmental investigations that identify intrinsic and extrinsic genetic
influences and, in mammals, maternal influences and self-generated social
and environmental experiences (Atchley & Hall, 1991; Michel & Moore,
1995). In unraveling the dynamic interaction in development
it becomes apparent that all factors that have been discovered to contribute
to the development of some function are equally important and that additional
factors may yet be discovered. Consequently, if one type of experiential
factor is demonstrated as not influencing development, this does not imply
that other experiential factors are equally unimportant. The developmental
psychobiological study of handedness and sex differences in reproductive
behavior provide good examples of the value of this principle.
Developmental explanations require specification
of how development is accomplished. A second principle derivable
from a dynamic interaction is that the identification of the factors affecting
development does not reveal how they accomplish their effect. A study
which identifies a difference in some factor (e.g., size of some brain
structure or type of experience) as being related to a difference in developmental
outcome does not reveal the process by which such a difference produces
the change. Developmental psychobiological research must describe
exactly "how" that factor affects development and often such investigation
reveals important, but not obvious, contributions of individual experience.
Developmental explanations require the
study of development. A third principle is that the discovery
that some ability or function is present early in life (e.g., at birth)
and is similar to that of the adult or that some ability appears to develop
independently of typical variation in social or physical environmental
conditions should provoke additional attempts to comprehend the development
of the ability. Too often, such discoveries satisfy researchers and
bring their investigations to a close. However, this satisfaction
does not identify the origin of the ability (development to) or the developmental
consequences of the ability (development from). Identifying aspects
of the individual that do not respond to typical variations in environmental
conditions only specifies a problem for developmental investigation, it
does not provide an answer about how the individual's ability develops.
Also, the elicitation of adult-like patterns from immature individuals
need not indicate presence of adult neurobehavioral organization.
Although elements of the neurobehavioral system that typically enter into
the organization of the adult pattern may be present earlier, these early
occurring elements may depend upon the presence of environmental support
conditions that are unnecessary for the adult. Explanations, based
upon empirical evidence, that account for differences between early and
adult sensitivity to such contextual support should become part of the
developmental account of the adult pattern.
Four Issues in Developmental Neuropsychology.
Handedness. Hemispheric specialization
of function is one of the most intriguing and popular issues in neuropsychology.
Various kinds of research on clinical and nonclinical populations indicates
that the organization and control of speech and the comprehension of both
written and auditory language is unevenly supported (i.e., lateralized)
by neural mechanisms in the right and left hemispheres of the brain.
Certain spatial abilities are also unevenly supported by the two hemispheres
but in apparent opposition to the lateralization of language abilities.
It has been proposed that the neural mechanisms of the left hemisphere
are better able to support manifestation of language-like abilities whereas
the neural mechanisms in the right hemisphere are better able to support
manifestation of certain spatial abilities.
Interestingly, most researchers choose right-handed
males, without a family history of sinistrality, to investigate hemispheric
specialization of function (Bryden & Steenhuis, 1991). Conventional
wisdom, supported by the results of some studies, is that the mechanisms
supporting left hemisphere language abilities are present in nearly all
right-handed individuals but may be less so in left-handed individuals.
Also, males are considered to be more strongly lateralized than females
and those with familial sinistrality are considered to be genetically predisposed
to sinistrality and hence the character of their hemispheric specialization
is more problematic. Of course, these notions reveal the importance
of understanding handedness for understanding lateralization and hemispheric
specialization of function. However, they also raise the question
of whether hemispheric specialization is of much adaptive significance
for humans, since right-handed males without a family history of sinistrality
represent only a minority of the population.
Since handedness is both an aspect of hemispheric
specialization and an influence on the lateralization of other functions,
it is a fundamental issue in neuropsychology (Bryden & Steenhuis, 1991).
Yet, its development has been relatively ignored. Perhaps, it is
assumed that handedness reflects the development of neural mechanisms underlying
lateralization that are under genetic control. Indeed, the pattern
of expression of hand-use preferences in a population can be predicted
by various genetic models (Annett, 1995; McManus & Bryden, 1992; Corballis,
1995). However, genetic models must be unpacked by developmental
investigation to reveal how the characteristic is acquired (Principle 1).
My own work on the development of handedness (Michel, 1987, 1998) demonstrates
that when unpacked by developmental analyses many intrauterine and postnatal
experiences are shown to play important roles in development of an individual's
handedness.
There is a relation between the specific direction
of neonatal supine head orientation preference, as comprised by a general
postural asymmetry, and subsequent hand-use preferences in infants (Michel,
1981). Using systematic longitudinal observations and simple manipulations,
we were able to deduce that the relation is derived from self-generated
experiences (Principle 2). That is, head orientation preference,
as a component of lateral asymmetry of neonatal posture, results in lateral
asymmetry of visual regard of the hands and both hand and arm actions (Michel
& Harkins, 1986). The hand and arm actions are not components
of the postural asymmetry but rather are induced by the direction of head
orientation. Similar asymmetries of visual regard and limb action
in animal models can result in asymmetries in the functional architecture
of the various structures of the nervous system associated with the use
of the limbs (Spinelli & Jensen, 1982). We proposed that the
means by which neonatal postural asymmetries can contribute to the development
of hand-use preferences (Principle 2) was by influencing the neural support
of hand and arm actions resulting in lateralized asymmetries in the ability
to coordinate visually guided object prehension and manipulation.
It is likely that such changes in asymmetrical architecture can be accomplished
by alterations in denditric growth in various cortical and subcortical
structures as a consequence of coincidental activity of neurons (Quartz
& Sejnowski, 1998).
Although the neonatal postural asymmetries
have an impact on neonatal left and right hand fisting patterns and arm
movements, as well as visual regard of the two hands, neither the neonate's
posture nor the hand asymmetries were simply early expressions of the same
neural mechanisms responsible for handedness (Principle 3). Rather,
systematic investigation of hand-use at different phases of development
revealed differences in the range of conditions under which a hand-use
preference may be manifested thereby identifying differences in its organization
(Michel, 1998). The reaching preference of a six month old infant
is not the same as that of a 12-month-old, much less the same as the handedness
of a six year old child.
Our research revealed, also, that the specific
strength of an infant's preference is affected by the handedness of the
mother. The mother's effect is apparent in patterns of play with
the infant (Michel, 1992). Thus, maternal handedness can influence
the direction of an infant's hand-use preference only for those infant's
with initial very weak preferences. Otherwise, individual handedness
seems to develop from a neonatal manifestation of a head orientation preference
prompted by a postural asymmetry that may reflect intrauterine influences
(Previc, 1991). Thus, the majority of infants exhibit a rightward
head orientation preference which promotes laterally asymmetric sensorimotor
experiences that contribute to an early right hand-use preference.
A leftward neonatal head orientation preference is associated with an early
left hand-use preference. An initial preference in prehension facilitates
the exploration of objects and the elaboration of manipulatory skills that
yields a later manifestation of unimanual manipulation preference.
Manual differences in manipulatory skill yield subsequent differences between
hands in bimanual manipulatory actions that result in "bimanual" hand-use
preferences. Subsequent hand-use continues to build upon these early
preferences resulting in the expanded domain of preference associated with
adult handedness. Thus, a developmental psychobiological approach
to the study of handedness can provide a different perspective from which
to approach the development of hemispheric specialization of function.
Sex Differences in Behavior.
The conventional notion is that males and females differ in many aspects
of brain-behavior relations. There is extensive documentation of
sex differences in psychological functioning. Sometimes, these differences
are considered to reflect differences in child-rearing and socialization.
However, many sex differences in psychological functions do not vary across
cultures nor do they appear to be deliberately taught or fostered in child-rearing.
When research reported the neuroendocrine mechanisms underlying sex differences
in the reproductive behaviors in rats, similar mechanisms were proposed
to operate in humans and the rat became a model for theoretical explanations
of "species-typical" human sex differences and even of sex partner preferences
(LeVay, 1991).
Although most of the sex differences in the
behavior of rats is dependent upon specific hormones associated with puberty,
many of the differences are not reversed by switching the presence of these
sex typical hormones. The nervous system seems to be sex differentiated
in its sensitivity to sex typical hormones. The sex differentiated
component of the neural sensitivity to pubertal hormones appears to be
dependent upon prenatal and neonatal exposure to certain hormones typically
associated with the male genotype (Yahr, 1988). Alteration of the
rat pup's early hormonal condition could reverse sex-typical sensitivity
to pubertal hormones and reverse sex differences in adult behavior.
In consequence, it is generally assumed that the mammalian nervous system
differentiates as female unless it is exposed early in development to certain
hormones (e.g., testosterone) associated with the male genotype.
Early exposure to testosterone leads to the development of neural architecture
that supports the manifestation of male-typical behaviors.
However, the systematic research of Celia
L. Moore (reviewed in 1992) has challenged this model and provided a dynamical
interactional model of the development of sex differences in behavior for
rats that appears to be even more relevant for understanding human sex
differences. Moore observed that each mother rat treats each of her
male offspring differently than each of her female offspring in only one
specific way. The different treatment is primarily in the time the
mother spends licking the anogenital area of her pups. Mother rats
must engage in anogenital licking in order to enable their offspring to
urinate and defecate, otherwise the young would die before they become
competent at these activities. During anogentital licking, the mother
also recycles many of the nutrients and most of the water lost through
nursing the young. Although all pups receive anogenital licking,
males receive far more of it than do females. Indeed, male pups exhibit
greater sensitivity of maternally elicited "reflexes" that facilitate licking
by the mother.
Moore found that the perineal odor, associated
with the male pup's urine, attracted the extra attention from the mother.
The perineal odor is a consequence of the early secretion of testosterone
in the male and may involve its impact on the development of the preputial
gland as well as the production of metabolites in the urine. If
Moore made mother rats insensitive to odor of the urine, then they could
not discriminate males from females and these male offspring were then
reproductively and behaviorally deficient as adults. Moreover, if
female pups are provided with additional anogenital stimulation either
artificially or by making that area attractive to mothers, as adults, these
females will exhibit more male-like behavior. This is especially
significant because these females were not exposed to early testosterone;
yet their nervous system, like that of a typical male, is more sensitive
to male-typical pubertal hormones. Moreover, although the male rats
that were not treated as males by their mothers had the same exposure to
neonatal testosterone levels, as adults, they were deficient in their sensitivity
to male-typical hormones, as are normal females.
Subsequent research by Moore (Moore, Dou,
& Juraska, 1992) showed that anogenital licking has an impact on the
size and architecture of the sex differentiated neural structures involved
in the manifestation of sex differentiated behavior (Principle 2).
Thus, the development of sex differences in behavior of rats represents
a dynamical interaction among neonatal and adult hormones, neonatal reflexes
and odors, and maternal behavior; neither one of which is more important
than the other (Principle 1). The anatomical and neural architectural
structures supporting sex differentiated behaviors are a consequence of
a complex pattern of hormonal and experiential influences extended over
time. Although some of these differences in experience are prompted
by sex differences in certain behavioral "reflexes" of neonatal pups that
exhibit a similarity to adult behavioral differences, Moore found that
neonatal behavior differed from that of the adult in both pattern and contextual
support (Principle 3).
Generalizing from Moore's research, we might
expect that subtle but powerful experiential influences contribute to the
development of "species-typical" sex differences in humans. Rather
than being satisfied with a demonstration that some differences in psychological
functioning between males and females occur cross-culturally and/or relate
to sex differences in gross neuroanatomy, developmental neuropsychologists
should be seeking to identify the developmental origins of such differences.
Even when there is no obvious attempt to promote sex differences during
child rearing or when sex differences occur early in the life of the child,
it is possible that subtle experiential influences are contributing to
their development.
Critical Periods. The concept
of critical period is used to describe the notion that at certain points
in development the individual is more receptive or vulnerable to environmental
influences than at others. One text in developmental neuropsychology
uses the criteria specified in Nash (1978) for identifying a critical period
(Spreen, Risser, & Edgell, 1995, p. 140) in which the sensitivity of
the individual to an external stimulus must be triggered by some internal
(maturational) factor with specific onset and offset times.
The concept of critical period derives from
19th century embryology, when it was discovered that developmental trajectories
of certain anatomical structures could be more easily altered by environmental
manipulations at certain stages than at others. When employed in
the study of teratogenic agents in embryology, the effect of the teratogen
(an external stimulus, usually chemical) on subsequent development was
maximal only at certain stages and the critical stage differed among different
structures. However, when the concept was incorporated into natural
history studies of animal behavior and subjected to rigorous developmental
psychobiological examination, the concept lost much of its explanatory
power. Consequently, the concept was changed to "sensitive period".
Sensitive period refers to the observation
that the development of some specific behavioral characteristic of the
animal is especially sensitive to the influence of certain stimuli at a
particular stage of its development. However, that same behavioral
characteristic can be influenced by other, non-typical, stimuli at other
stages of development (Principle 1). Moreover, both the onset and
offset of the sensitive period is influenced not simply by internal processes
but by previous experiences (Principle 2), particularly self-generated
experiences (Michel & Moore, 1995, pp. 38-43 & 407-409).
Thus, as the development of the behavior becomes better understood, the
notion that the "period" is critical becomes less useful (Bateson, 1979).
Indeed, too often definitions of critical
periods are not distinct from the definition of development. For
example, Colombo (1982) defined critical period as "the time between the
emergence anatomically or functionally of a given biobehavioral system
and its maturation. The system may be affected in this emergent but
immature state (for better or for worse) by exogenous stimuli and this
effect can be permanent should the system "harden" to maturity" (p. 263).
However, the development of any ability usually refers to the time between
the initial emergence of the ability and the achievement of its "adult"
or constant form. Hence, according to Colombo, all of development
is a critical period - a poor definition, at best. Although
the concept of critical period may provide some descriptive service in
the investigation of unusual conditions that disrupt normal development,
it too misleading for use in understanding normal development.
From a developmental psychobiological perspective, the concept of critical
period need not be incorporated into the conceptual framework of developmental
neuropsychology.
Modularity of Brain Structure/Function.
Until recently, most models of cognition assumed a centralized, linearly
structured hierarchical organization with an executive control process.
Coordination of perception and action were presumed to be accomplished
by executive processes or routines. A similar organization was presumed
for brain structure-function relations. Researchers sought specific
areas of the brain that presumably created and controlled the programs
for coordinated action, complex perceptual abilities, comprehension and
production of speech, reading and writing, etc. However, focus upon
the evidence that normal individuals can perform simultaneously two complex
demanding tasks without detriment to either and that neurological patients
can exhibit syndromes in which they have deficits in specific grammatical
rules but not others, etc. has lead to the adoption of a modular notion
of brain-behavior relations. That is, it is presumed that cognition
is composed of many semi-independent and separate, but interconnected,
processors and the brain's structure represents this modular architecture.
The latter is consistent with modern neurobiological accounts of cortical
organization in which certain functions appear to be related to specific
anatomical columns (DeYeo, Felleman, Van Essen, & McClendon, 1994;
Merigan, 1993).
The modularization of cognitive functions
automatically lends itself to a diagrammatic representation. The
functions can be arranged within a diagram that both separates them and
identifies their interconnections. Although this is not necessary,
these diagrams often presume a modular architecture that permits some components
to perform normally when others may have been totally eliminated.
Thus, the consequences of damage to a module or a connection can then be
determined and predictions made about the deficits in cognitive functioning.
Modern neuropsychology employs a model of brain-behavior relations that
assumes individual components function in the same manner whether they
are joined together or disconnected. Indeed, current neuropsychological
theory depends upon the presumption of distinct cognitive modules that
are also spatially separated in the brain (Bradshaw & Mattingley, 1995;
Shallice, 1988).
There can be little argument with the fact
of modularity, only about its nature and extent. The contents of
any module must be unpacked and the details about how it operates must
be determined. Finally, for developmental neuropsychologists, the
developmental history of the module must be identified. For example,
only a tiny minority of humans have ever achieved the ability to read and
write with alphabetic script. However, literacy appears to establish
cognitive modules that can be selectively impaired by brain injury to produce
a wide variety of different forms of reading and writing disorders.
Although some may argue that literacy builds upon "hard-wired" language
modules, or certain combinations of language modules and visuo-spatial
modules, there are reports of individuals with brain damage who show impairment
of reading and writing skill without apparent impairment of other cognitive
functions. Of course, from the perspective of developmental psychobiology,
the modules must be constructed during development and the notion of "hard-wired"
modules is misleading.
There is evidence from developmental neurobiological
research that the apparent structural modularity of the brain arises as
an epiphenomenon of simple developmental growth processes (Purves, Riddle,
& LaMantia, 1992,1993). Moreover, experiential processes profoundly
affect neocortical structure-function relations, even in adults (Darian-Smith
& Gilbert, 1994; Merzenich, Recanzone, Jenkins, & Nudo, 1990).
Developmental psychobiological (e.g., Bekoff, 1988) research demonstrates
that functions that are modular at one level of description (e.g., behavioral)
are intermingled at another level (neural). Therefore, the observation
that an individual can perform simultaneously two demanding tasks does
not imply that they are subserved by distinct and separate sets of neural
modules.
The characteristics of dynamic systems theory
(Michel, 1991; Thelen & Smith, 1994) appear to allow separate functions
to be created from a multiplicity of interdependent processors. That
is, within the context of ongoing cycles of neural activity, signal enhancing
processes emerge in relation to task, biomechanical, and contextual constraints.
There is no executive control hierarchy but rather a coalitional heterarchy
in which information and control activities are decentralized and interactive.
Within the constraints of task, biomechanics and context, the ongoing neural
activity either achieves state of dynamic equilibrium or not. If
not, some level of equilibrium must emerge eventually; otherwise, the system
disintegrates. When a perturbation (alteration in task or context)
challenges a state of equilibrium by exceeding the buffering capacities
of that state, a series of fluctuations begin. From within the context
of this systemic disorder and disequilibrium, a new dynamic equilibrium
is afforded. This resultant equilibrium is not a "set point" but
a dynamic state. Although it remains to be determined whether dynamic
systems theory can provide the basis for comprehending neuropsychological
phenomena without the postulation of "hard-wired" modules of structure-function,
it is consistent with a developmental psychobiological perspective.
Contributions.
There are four contributions that a developmental psychobiological
approach can make to the field of developmental neuropsychology.
1. During development, new functional
achievements derive from abilities present at earlier phases. However,
developmental psychobiological investigations have revealed that the derivation
may not be constrained by any functional categorization of the abilities
or by our perception of such categorization (Fentress, 1991). That
is, abilities that are apparently functionally distinct and separate may
be developmentally related. This developmental relationship is identifiable
only by empirical investigation. For example, infant supine kicking
activities may be related to both neonatal "reflexive stepping" patterns
and subsequent initial walking patterns although both intuitively and perceptually,
kicking appears to be a functionally distinct pattern (Thelen & Cooke,
1987). It is likely, therefore, that supine kicking activity
may play an important role in the development of bipedal locomotion.
Similar developmental psychobiological investigations of prehatching spontaneous
leg movements of chickens revealed their developmental relationship to
postnatal locomotion abilities despite apparent differences in pattern
(Bekoff, 1988). Thus, developmental causality may not be identified
necessarily by either an immediate temporal relationship or by an obvious
functional similarity among phenomena.
For the developmental neuropsychologist, the
development of initial reading ability may not require practice with, or
even exposure to, books or other reading materials; rather it may depend
upon the development of certain forms of neural processing derived from
motor skills acquired some time before reading begins. Some difficulties
in the acquisition of reading abilities may reflect differences in the
timing of cognitive processes that, in turn, may have derived form mechanisms
involved with motor control (Wolff, Michel, Ovrut, & Drake, 1990).
If so, then reading acquisition may be facilitated in dyslexia by creating
alternative procedures for timing the cognitive processes involved in reading.
Perhaps, the success associated with individual tutoring programs for dyslexia
resides in the inadvertent discovery of such alternative procedures.
Typically, the developmental neuropsychologist
will start a developmental inquiry by focusing upon the "finished" adult
product and then searching for earlier elements of this product.
Since development likely builds upon the available raw materials, there
is no logical reason that recycling of earlier achievements should be restricted
to functionally similar categories. Hence, developmental psychobiological
research typically begins with the abilities of the "younger" individual
and that individual's commerce with the sociocultural and ecological context
to identify where these abilities lead (Michel & Moore, 1995).
In this way, precursors of adult abilities can be found which initially
may not have been intuitively obvious. This does not presume that
the individual begins as a tabula rasa. Rather, it presumes that
the structure of the initial system may not be inherently the same as the
adult structure.
2. The development of the nervous system
depends on its context. That context can include hormonal conditions
(that, in turn, may be dependent upon sensory stimulated neural events),
biomechanically created patterns of sensory feedback prompted by spontaneous
activity of motor processes, behaviorally created alterations in the social
and physical environment that affect sensory systems that, in turn, alter
hormonal condition and neural state. Hence, brain and behavioral
development are in reciprocal interdependence. For each behavioral
ability whose development is demonstrated to depend upon the developmental
achievement of a specific neural state, the development of that neural
state is likely to have depended upon the achievement of a specific social
and/or physical environmental condition prompted by a previous behavioral
event.
This means that neuropsychological development
will exhibit a coactional non-linear causality that will require investigations
to begin with the specification of abilities and states at one phase and
then to try to identify their consequences for subsequent phases of development
(development from). Also, this means that the individual's development
will be influenced by self-generated experiences. That is, the social
and physical environmental consequences of the individual's own actions
will generate sensory experiences that will contribute toward the individual's
subsequent neural development. Thus, neuropsychologists will have
to expand their expertise to include hormonal, immunological, biomechanical,
and other non-neural factors when seeking the causes of behavior.
3. The individual is both a structured
system and a part of a structured system (an Umwelt of perceivable social
and physical environmental events). This means that different combinations
of internal and external conditions and events can form similar achievements
and that quite different achievements can emerge from rather slight variations
in these combinations. Hence, developmental "timing" (e.g., "critical
periods", "readiness" phenomena, "sleeper" effects,) depends upon combinations
of internal and external events, not on internal "clocks". Although
certain neural structures exhibit clock-like characteristics and these
may be incorporated into simple rhythmic events, developmental phenomena
are not likely to be fully explained by such structures. The timing
and sequential organization of developmental phenomena are not the consequence
of internal control systems. This means that "vulnerability" will
fluctuate because the effects of the same perturbation will be minimal
or maximal depending upon the "state of coherence" of the individual-context
system at the time of the perturbation. Thus, to understand how a
perturbation can have an effect will require understanding the state of
coherence of the individual in context.
4. Developmental neuropsychology has
greatly benefited from incorporation of research conducted on animal models
of human phenomena. However, adoption of a developmental psychobiological
perspective will allow greater incorporation of natural history oriented
animal research. A natural history orientation to the study of animal
behavior means that the research is conducted in order to comprehend the
animal's behavior in its natural setting (Lehrman, 1971). The emphasis
is upon understanding the animal for its own sake and not as a model of
human phenomena. Humans are extensively symbolic in so many aspects
of functioning, that animal models can match the realms of human neuropsychology
only imperfectly. Animals can only be weak models of human neuropsychological
functioning, although they can reveal basic processes by which neural architecture
may be organized and reorganized by function.
The investigation of the biopsychology of
various animal species can provide a conceptual context within which the
conceptual framework by which we examine human biopsychology and neuropsychology
can be challenged . That is, in attempting to examine ourselves,
we must be able to generate a frame of reference that is not completely
dependent upon the original object of examination (i.e., ourselves).
Therefore, if we are to avoid simplistic confirmation of conventional wisdom
and potential self-delusion, we must explore the development of other species
so as to challenge and break our anthropocentric frame of reference.
Of course, it is not possible to completely eliminate the anthropocentric
bias in the study of other animals. However, when we approach that
study with the intent to discover the animal's "world" rather than our
own, we can achieve a perspective on both the animal's world and our own
that is less based upon our socially and culturally derived self-reflective
intuition (Detheir, 1969). That is, the animal will challenge our
attempts to cast it as a simplified form of human. From this comparative
perspective, we can come to better understand ourselves.
Conclusions.
One impediment to understanding brain-behavior
relations is that it incorporates an issue that affects theory choice in
science in general - the issue of parsimony. The assumption of parsimony
means that we will prefer the simplest conceptualizations of brain-behavior
relations. Our preference for intuitively appealing explanations
of any complex phenomenon might lead them to appear to be simpler and hence,
intuitively appealing explanations for brain-behavior relations will appear
simpler and more parsimonious. Lay physics is simpler for most people
than scientific physics. Folk psychology is simpler than scientific
psychology. Are explanations that appear to be simpler always to
be preferred over those that appear to be more complex? Currently,
developmental psychobiological investigation reveals that development is
complex and often non-intuitive. Given the assumption of parsimony,
then such investigation may appear unnecessarily complicated. Indeed,
translation of the developmental psychobiological framework into procedures
for practical application would require extensive alteration of nearly
all social institutions (Michel & Moore, 1995). It remains to
be determined whether the extra effort needed to conduct developmental
psychobiological research is warranted in terms of its eventual practical
application.
Current application of developmental neuropsychology
is constrained not just by historical precedent, but also by societal values
and procedures for reimbursement. Approaches to neuropsychological
assessment that begin to incorporate some of the framework characteristic
of developmental psychobiology are time consuming and costly (e.g., Kaplan,
1991). For example, Edith Kaplan has proposed that assessment adopt
a process approach that would provide information about how the individual
performed the tasks of the assessment rather than information about which
aspects of the tasks were and were not completed within the time limits
of the test. Theoretically, the information obtained from a process
approach specifies exactly the circumstances under which a patient's symptoms
disappear and what contextual supports must be provided to enable effective
functioning by the brain damaged individual. This information could
be used to establish new, nonintuitive, procedures for rehabilitation.
That her proposal has not been universally accepted attests to the difficulties
facing the emergence of a developmentally rich neuropsychology. That
some have adopted her methods attests to the possibility that developmental
neuropsychology may be on the verge of achieving a new level of science.
Now it is time for developmental psychobiologists to begin specifying the
practical applications of their work. Further collaboration between
neuropsychologists and psychobiologists should foster such growth.
References